This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 27, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

4

Current registrations

2

Registered states

3

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Sep 27, 1993

First registration

Aug 9, 2000

Dual registered

no

Other names

TIMOTHY JOHN AUGUSTINE

IAPD individual key

2373135

• Occurred

  Mar 20, 2024
  Advisor changed firm

  Timothy Augustine left Stratos Wealth Advisors Llc for Avantax Planning Partners, Inc. (registered 2024-03-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6f50474-24a6-bca9-0589-2fe0d5cbb0ea

First observed

Aug 9, 2000

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.