DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• A••••••••

C••••• I••••••••• A••••••• L••BD affiliatedSeven Fields, Pa IA-onlyIAPD 2373135

Certified Financial Planner

Feed of 09/15/2026

Also filed as Timothy John Augustine

At current firm

2 y

since Mar 14, 2024

In the industry

32 y

since Sep 27, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 12, 2024 · Dubuque, Ia
A•••••• P••••••• P•••••••• I••• BD affiliated current
since Mar 14, 2024 · Dubuque, Ia
S•••••• W••••• A••••••• L•• independent RIA
Jan 2, 2020 to Mar 20, 2024 · Pittsburgh, Pa
G•••• A•••••••• I••••••••• M••••••••• I••• former
Feb 22, 2007 to Jun 19, 2020 · Seven Fields, Pa
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 16, 2007 to Jul 9, 2007 · Sarver, Pa
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Aug 9, 2000 to Feb 20, 2007 · Sarver, Pa

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• A••••••• L•• to A•••••• P••••••• P•••••••• I•••
left Mar 20, 2024, registered Mar 14, 2024 (-6 days) · RIA to affiliated broker-dealer or bank
G•••• A•••••••• I••••••••• M••••••••• I••• to S•••••• W••••• A••••••• L••
left Jun 19, 2020, registered Jan 2, 2020 (-169 days) · RIA to RIA · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to G•••• A•••••••• I••••••••• M••••••••• I•••
left Jul 9, 2007, registered Feb 22, 2007 (-137 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 20, 2007, registered Feb 16, 2007 (-4 days) · Other

Signals

T•••••• A•••••••• left S•••••• W••••• A••••••• L•• for A•••••• P••••••• P•••••••• I••• (registered 2024-03-14)
Mar 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address