DFX Intelligence

K•••••• L••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

K•••••• L••• D••••

Advisor at F••••••• A•••• M••••••••• L••

CLEARWATER, FL | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:b796ce05-e259-29b7-6f9d-eb55b7c366c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jun 8, 2026	n/a	yes	KANSAS CITY, MO\|CLEARWATER, FL	Current employment
F••••••• A•••• M••••••••• L••	Independent wealth	Jan 8, 2026	n/a	yes	CLEARWATER, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	F••••••• A•••• M••••••••• L••	Jun 10, 2025	Jan 8, 2026	212	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	M••••• S••••••	Jun 8, 2022	Aug 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:MO:2022-06-06	Jun 8, 2022	Aug 8, 2022	ST LOUIS, MO	Firm change

Relationships

Registered with (6)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ F••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 8, 2022 to Jun 10, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b796ce05-e259-29b7-6f9d-eb55b7c366c9
First observed: Mar 12, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.