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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Rowland Pepito

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | RUTHERFORD, NJ

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Search this name across graphsid dfx:ria:b7c63671-acf9-108a-0951-ba1b3e1eb7ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 22, 2001
First registration: Apr 15, 2011
Dual registered: yes, broker-dealer
Other names: ROWLARD PEPITO|ROWLARD PEPITO|ROWLAND PEPITO|ROWLAND PITOSO PEPITO|ROWLAND Pitogo PEPITO|ROWLAND Pitogo PEPITO|Rowland Pepito
IAPD individual key: 4429686

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 19, 2026	n/a	yes	PLYMOUTH, MN\|RUTHERFORD, NJ	Current employment
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	Bd affiliated wealth	Sep 3, 2020	Sep 1, 2026	no	Rutherford, NJ	Previous registration
FINANCIAL LIFE FOCUS, LLC	Former SEC adviser	Apr 4, 2019	Sep 1, 2020	no	PHILADELPHIA, PA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 15, 2019	Apr 2, 2019	no	NEW YORK, NY	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Nov 19, 2018	Dec 3, 2018	no	SECAUCUS, NJ	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 30, 2016	Sep 12, 2017	no	WAYNE, NJ	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 8, 2013	Jul 29, 2016	no	SHORT HILLS, NJ\|NEW YORK, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 29, 2012	Jun 14, 2013	no	HACKENSACK, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 14, 2011	Aug 7, 2012	no	MAPLEWOOD, NJ\|NEW YORK, NY\|MAPLEWOOD, NJ\|MILLBURN, NJ\|WESTWOOD, NJ\|HILLSDALE, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 15, 2011	Jun 1, 2011	no	HAWTHORNE, NJ\|HAWTHORNE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Sep 1, 2026	Aug 19, 2026	-13	Firm change	Ibd to ibd
FINANCIAL LIFE FOCUS, LLC	AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	Sep 1, 2020	Sep 3, 2020	2	Firm change	RIA to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	FINANCIAL LIFE FOCUS, LLC	Apr 2, 2019	Apr 4, 2019	2	Firm change	Other
ERNST & YOUNG INVESTMENT ADVISERS LLP	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 3, 2018	Jan 15, 2019	43	Firm change	Other
STRATEGIC ADVISERS LLC	ERNST & YOUNG INVESTMENT ADVISERS LLP	Sep 12, 2017	Nov 19, 2018	433	Firm change after gap	Other
USAA FINANCIAL PLANNING SERVICES	STRATEGIC ADVISERS LLC	Jul 29, 2016	Aug 30, 2016	32	Firm change	Other
ADVICE AND PLANNING SERVICES	USAA FINANCIAL PLANNING SERVICES	Jun 14, 2013	Jul 8, 2013	24	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ADVICE AND PLANNING SERVICES	Aug 7, 2012	Aug 29, 2012	22	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 1, 2011	Jun 14, 2011	13	Firm change	Other

Relationships

Registered with (10)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.Registered adviserregistration: previous registration
Sep 3, 2020 to Sep 1, 2026factForm ADV
→ FINANCIAL LIFE FOCUS, LLCRegistered adviserregistration: previous registration
Apr 4, 2019 to Sep 1, 2020factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 15, 2019 to Apr 2, 2019factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Nov 19, 2018 to Dec 3, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 30, 2016 to Sep 12, 2017factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 8, 2013 to Jul 29, 2016factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 29, 2012 to Jun 14, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 14, 2011 to Aug 7, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 15, 2011 to Jun 1, 2011factForm ADV

Dated events

Occurred
Sep 1, 2026
Advisor changed firm
Rowland Pepito left American Century Investments Private Client Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-08-19)
Form ADVobserved 6 days ago