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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MARK ANTHONY CALEB WELLS

Advisor at MORGAN STANLEY

PURCHASE, NY | New York, NY

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Search this name across graphsid dfx:ria:b7d4b298-08b7-d338-52cb-1762f35ad4b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 19, 2008
First registration: Jul 31, 2008
Dual registered: yes, broker-dealer
Other names: MARK ANTHONY WELLS|MARK A WELLS
IAPD individual key: 4871123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 15, 2023	n/a	yes	PURCHASE, NY\|New York, NY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 13, 2011	Jun 14, 2023	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 5, 2010	Oct 4, 2010	no	RIDGEWOOD, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 31, 2008	May 13, 2009	no	NEW YORK, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 31, 2008	May 13, 2009	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Jun 14, 2023	Jun 15, 2023	1	Firm change	Ibd to wirehouse
CHASE INVESTMENT SERVICES CORP.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 4, 2010	Jun 13, 2011	252	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 13, 2009	Jul 31, 2008	-286	Channel change	Other
TD AMERITRADE, INC.	CHASE INVESTMENT SERVICES CORP.	May 13, 2009	May 5, 2010	357	Firm change	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 13, 2011 to Jun 14, 2023factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 5, 2010 to Oct 4, 2010factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 31, 2008 to May 13, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 31, 2008 to May 13, 2009factForm ADV

Dated events

Occurred
Jun 14, 2023
Advisor changed firm
Mark Anthony Caleb Wells left Ameriprise Financial Services, Llc for Morgan Stanley (registered 2023-06-15)
Form ADVobserved 6 days ago