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Registered advisor
M••• A•••••• C•••• W••••
Feed of 09/15/2026
Also filed as M••• A•••••• W••••
At current firm
3 y
since Jun 15, 2023
In the industry
18 y
since Jan 19, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 15, 2023 · Purc••••, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJun 13, 2011 to Jun 14, 2023 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerMay 5, 2010 to Oct 4, 2010 · Ridgewood, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 31, 2008 to May 13, 2009 · New York, Ny
- T• A••••••••• I••• formerJul 31, 2008 to May 13, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Jun 14, 2023, registered Jun 15, 2023 (1 days) · Affiliated broker-dealer or bank to wirehouse
- C•••• I••••••••• S••••••• C•••• to A••••••••• F•••••••• S•••••••• L••left Oct 4, 2010, registered Jun 13, 2011 (252 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 13, 2009, registered Jul 31, 2008 (-286 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 13, 2009, registered May 5, 2010 (357 days) · Other
Signals
- M••• A•••••• C•••• W•••• left A••••••••• F•••••••• S•••••••• L•• for M••••• S•••••• (registered 2023-06-15)Jun 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address