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Advisor at QTR FAMILY WEALTH, LLC
LAKE MARY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QTR FAMILY WEALTH, LLC | Independent wealth | Nov 18, 2024 | n/a | yes | LAKE MARY, FL | Current employment |
| BISON WEALTH, LLC | Former SEC adviser | Jun 29, 2022 | Feb 14, 2025 | no | Lake Mary, FL|ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 23, 2022 | no | ORLANDO, FL|LAKE MARY, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 12, 2008 | Oct 23, 2009 | no | ORLANDO, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 10, 2007 | Dec 17, 2007 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BISON WEALTH, LLC | QTR FAMILY WEALTH, LLC | Feb 14, 2025 | Nov 18, 2024 | -88 | Firm change after gap | RIA to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BISON WEALTH, LLC | May 23, 2022 | Jun 29, 2022 | 37 | Firm change | Wirehouse to RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | BANC OF AMERICA INVESTMENT SERVICES, INC. | Dec 17, 2007 | Mar 12, 2008 | 86 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165931:331655:GA:2025-02-14 | Feb 14, 2025 | Nov 18, 2024 | ATLANTA, GA | Firm change after gap |
| 7691:165931:FL:2022-05-22 | May 23, 2022 | Jun 29, 2022 | LAKE MARY, FL | Firm change |