RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• M•••••• H•••••
- Q•• F••••• W•••••• L•• independent RIA currentsince Nov 18, 2024 · Lake Mary, Fl
- B•••• W•••••• L•• formerJun 29, 2022 to Feb 14, 2025 · Lake Mary, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 23, 2022 · Orlando, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 12, 2008 to Oct 23, 2009 · Orlando, Fl
- W•••• F•••• A••••••• wirehouseMay 10, 2007 to Dec 17, 2007 · Orlando, Fl
- B•••• W•••••• L•• to Q•• F••••• W•••••• L••left Feb 14, 2025, registered Nov 18, 2024 (-88 days) · RIA to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••• W•••••• L••left May 23, 2022, registered Jun 29, 2022 (37 days) · Wirehouse to independent RIA · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 17, 2007, registered Mar 12, 2008 (86 days) · Other
- C••• M•••••• H••••• left B•••• W•••••• L•• for Q•• F••••• W•••••• L•• (registered 2024-11-18)Feb 14, 2025 · Advisor changed firm · fact
- C••• M•••••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••• W•••••• L•• (registered 2022-06-29)May 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address