DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• V••••• A•••••• G••••• L••
NEWTOWN, PA | BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• V••••• A•••••• G••••• L•• | Independent wealth | Jun 24, 2015 | n/a | yes | NEWTOWN, PA|BERWYN, PA | Current employment |
| A••••••••• S••••••••• C•••• | n/a | Dec 22, 2008 | Sep 8, 2009 | no | BOSTON, MA|SAN MATEO, CA|NEWTON, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• W••••• A••••••• G•••• | A••••••••• S••••••••• C•••• | Dec 11, 2009 | Dec 22, 2008 | -354 | Firm change after gap | Other |
| A••••••••• S••••••••• C•••• | G•••• V••••• A•••••• G••••• L•• | Sep 8, 2009 | Jun 24, 2015 |
| S•••••••• W••••• A••••••• G•••• | Former SEC adviser | Mar 7, 2008 | Dec 11, 2009 | no | NEWTOWN, PA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Oct 14, 2003 | Dec 31, 2008 | no | NEWTOWN, PA | Previous registration |
| 2,115 |
| Firm change after gap |
| Other |
| F•• S••••••••• C••••••••• | S•••••••• W••••• A••••••• G•••• | Dec 31, 2008 | Mar 7, 2008 | -299 | Firm change after gap | Other |