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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

BENJAMIN NOAH SCHWARTZ

Advisor at MORGAN STANLEY

New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Aug 19, 2013
First registration: Aug 20, 2013
Dual registered: yes, broker-dealer
Other names: BENJAMIN NOAH SCHWARTZ|BENJAMIN SCHWARTZ
IAPD individual key: 6073102

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 21, 2025	n/a	yes	New York, NY	Current employment
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	Aug 26, 2013	Feb 20, 2015	no	BOSTON, MA	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Aug 20, 2013	Feb 20, 2015	no	PITTSBURGH, PA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Aug 20, 2013	Feb 20, 2015	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FEDERATED INVESTMENT COUNSELING	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Feb 20, 2015	Aug 26, 2013	-543	Channel change	Other
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	MORGAN STANLEY	Feb 20, 2015	Oct 21, 2025	3,896	Firm change after gap	Other
FEDERATED SECURITIES CORP.	FEDERATED INVESTMENT COUNSELING	Feb 20, 2015	Aug 20, 2013	-549	Channel change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Aug 20, 2013 to Feb 20, 2015factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
Aug 26, 2013 to Feb 20, 2015factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Aug 20, 2013 to Feb 20, 2015factForm ADV

Dated events

No dated event names this entity yet.