RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• N••• S•••••••
- M••••• S•••••• wirehouse currentsince Oct 21, 2025 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerAug 26, 2013 to Feb 20, 2015 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalAug 20, 2013 to Feb 20, 2015 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMAug 20, 2013 to Feb 20, 2015 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Feb 20, 2015, registered Aug 26, 2013 (-543 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to M••••• S••••••left Feb 20, 2015, registered Oct 21, 2025 (3896 days) · Other
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Feb 20, 2015, registered Aug 20, 2013 (-549 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address