DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• E••••• G••••• I•••
Sea Girt, NJ | SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• E••••• G••••• I••• | Bd affiliated wealth | Jan 1, 2026 | n/a | yes | SCHAUMBURG, IL|SCHAUMBURG, IL|Sea Girt, NJ | Current employment |
| R•••• A••••••• S•••••••• I••• | Independent wealth | Sep 18, 2008 | Apr 9, 2010 | no | GLENVIEW, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• A••••••• S•••••••• I••• | W•••• E••••• G••••• I••• | Apr 9, 2010 | Jan 1, 2026 | 5,746 | Firm change after gap | Other |
| B• R•••• W••••• A•••••••• I••• | R•••• A••••••• S•••••••• I••• | Nov 30, 2005 | Sep 18, 2008 |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Apr 14, 2005 | Nov 30, 2005 | no | BRICK, NJ | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Sep 14, 2004 | Feb 22, 2005 | no | WHITING, NJ | Previous registration |
| Q•••• • R•••••• I••• | n/a | Nov 21, 2002 | Sep 22, 2004 | no | HAZLET, NJ | Previous registration |
| 1,023 |
| Firm change after gap |
| Other |
| C••••• I••••••••• S••••••• L•• | B• R•••• W••••• A•••••••• I••• | Feb 22, 2005 | Apr 14, 2005 | 51 | Firm change | Other |
| Q•••• • R•••••• I••• | C••••• I••••••••• S••••••• L•• | Sep 22, 2004 | Sep 14, 2004 | -8 | Firm change | Other |