DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Francis Forbes
Feed of 09/15/2026
At current firm
0 y
since Jan 1, 2026
In the industry
32 y
since Aug 31, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Equity Group, Inc. BD affiliated currentsince Jan 1, 2026 · Schaumburg, Il
- Regal Advisory Services, Inc. independent RIASep 18, 2008 to Apr 9, 2010 · Glenview, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedApr 14, 2005 to Nov 30, 2005 · Brick, Nj
- Cetera Investment Services LLC formerSep 14, 2004 to Feb 22, 2005 · Whiting, Nj
- Quick & Reilly, Inc. unclassifiedNov 21, 2002 to Sep 22, 2004 · Hazlet, Nj
Moves
a registration end followed by a registration begin elsewhere
- Regal Advisory Services, Inc. to World Equity Group, Inc.left Apr 9, 2010, registered Jan 1, 2026 (5746 days) · Other
- B. Riley Wealth Advisors, Inc. to Regal Advisory Services, Inc.left Nov 30, 2005, registered Sep 18, 2008 (1023 days) · Other
- Cetera Investment Services LLC to B. Riley Wealth Advisors, Inc.left Feb 22, 2005, registered Apr 14, 2005 (51 days) · Other
- Quick & Reilly, Inc. to Cetera Investment Services LLCleft Sep 22, 2004, registered Sep 14, 2004 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address