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Advisor at HUNTINGTON FINANCIAL ADVISORS
COLUMBUS, OH | POWELL, OH | Columbus, OH | DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Sep 25, 2017 | n/a | yes | DUBLIN, OH|Columbus, OH|POWELL, OH|COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH | Current employment |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Mar 10, 2016 | Aug 28, 2017 | no | COLUMBUS, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Jul 15, 2011 | Mar 21, 2016 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 13, 2009 | Jun 15, 2010 | no | DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE INVESTMENT ADVISORS, LLC | HUNTINGTON FINANCIAL ADVISORS | Aug 28, 2017 | Sep 25, 2017 | 28 | Firm change | Other |
| NATIONWIDE SECURITIES, LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | Mar 21, 2016 | Mar 10, 2016 | -11 | Bulk transfer | Other |
| WADDELL & REED | NATIONWIDE SECURITIES, LLC | Jun 15, 2010 | Jul 15, 2011 | 395 | Firm change | Other |