RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E•••• B••••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Sep 25, 2017 · Dublin, Oh
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedMar 10, 2016 to Aug 28, 2017 · Columbus, Oh
- N••••••••• S••••••••• L•• no RAUMJul 15, 2011 to Mar 21, 2016 · Columbus, Oh
- W•••••• • R••• formerAug 13, 2009 to Jun 15, 2010 · Dublin, Oh
- N••••••••• I••••••••• A•••••••• L•• to H••••••••• F•••••••• A•••••••left Aug 28, 2017, registered Sep 25, 2017 (28 days) · Other
- N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
- W•••••• • R••• to N••••••••• S••••••••• L••left Jun 15, 2010, registered Jul 15, 2011 (395 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address