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Advisor at FROST INVESTMENT SERVICES
SAN ANTONIO, TX | SPRING, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Nov 2, 2023 | n/a | yes | SPRING, TX|SAN ANTONIO, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 9, 2021 | Oct 25, 2023 | no | HOUSTON, TX|CYPRESS, TX|THE WOODLANDS, TX|COLLEGE STATION, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Feb 28, 2013 | Jul 9, 2021 | no | THE WOODLANDS, TX|HOUSTON, TX|THE WOODLANDS, TX|SPRING, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2011 | Feb 20, 2013 | no | THE WOODLANDS, TX|CONROE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | FROST INVESTMENT SERVICES | Oct 25, 2023 | Nov 2, 2023 | 8 | Firm change | Wirehouse to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | WELLS FARGO ADVISORS | Jul 9, 2021 | Jul 9, 2021 | 0 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Feb 20, 2013 | Feb 28, 2013 | 8 | Firm change | Other |