DFX Intelligence

W••••• G•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

W••••• G•••••• C••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | LOUISVILLE, KY

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Search this name across graphsid dfx:ria:b8ad37ff-51a4-d704-2d68-de2e0eb15830

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Sep 22, 2025	n/a	yes	LOUISVILLE, KY\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Sep 16, 2025	n/a	yes	NEW YORK, NY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• P••••••• F•••••••• S•••••••• L••	C••••• P••••••• L••	Sep 11, 2025	Sep 16, 2025	5	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	J••• H•••••• P••••••• F•••••••• S•••••••• L••	Sep 24, 2018	Jan 23, 2020

Relationships

Registered with (4)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2020 to Sep 11, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Sep 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8ad37ff-51a4-d704-2d68-de2e0eb15830
First observed: Jan 8, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.