DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
CLARE, MI | EVART, MI | GRAND RAPIDS, MI | Grand Rapids, MI | JENISON, MI | MIDLAND, MI | MT PLEASANT, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 15, 2026 | n/a | yes | Grand Rapids, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 1, 2019 | n/a | yes | CLARE, MI|EVART, MI|GRAND RAPIDS, MI|JENISON, MI|MIDLAND, MI|MT PLEASANT, MI|MT PLEASANT, MI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 1, 2019 | n/a | yes | CLARE, MI|MIDLAND, MI|MT PLEASANT, MI|EVART, MI|GRAND RAPIDS, MI|JENISON, MI|MT PLEASANT, MI | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Apr 21, 2015 | May 2, 2019 | no | GRAND RAPIDS, MI|LOWELL, MI|LOWELL, MI|GREENVILLE, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 3, 2015 | Apr 3, 2015 | no | CALEDONIA, MI | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jul 26, 2006 | Mar 2, 2015 | no | WYOMING, MI|GRAND RAPIDS, MI|GRAND RAPIDS, MI|LOWELL, MI|GRAND RAPIDS, MI|PORTLAND, MI|GRAND RAPIDS, MI|GREENVILLE, MI|GRAND RAPIDS, MI | Previous registration |
| IFMG SECURITIES, INC. | n/a | Feb 2, 2004 | Jul 5, 2006 | no | HUDSONVILLE, MI|HUDSONVILLE, MI|HOLLAND, MI | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Nov 1, 2002 | Jan 28, 2003 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HUNTINGTON FINANCIAL ADVISORS | LPL FINANCIAL LLC | May 2, 2019 | Aug 1, 2019 | 91 | Firm change | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | HUNTINGTON FINANCIAL ADVISORS | Apr 3, 2015 | Apr 21, 2015 | 18 | Firm change | Other |
| HUNTINGTON FINANCIAL ADVISORS | CETERA INVESTMENT ADVISERS LLC | Mar 2, 2015 | Mar 3, 2015 | 1 | Firm change | Other |
| IFMG SECURITIES, INC. | HUNTINGTON FINANCIAL ADVISORS | Jul 5, 2006 | Jul 26, 2006 | 21 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | IFMG SECURITIES, INC. | Jan 28, 2003 | Feb 2, 2004 | 370 | Firm change | Other |