RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• J••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 15, 2026 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliated currentsince Aug 1, 2019 · Clare, Mi
- L•• F•••••••• L•• BD affiliated currentsince Aug 1, 2019 · Clare, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedApr 21, 2015 to May 2, 2019 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 3, 2015 to Apr 3, 2015 · Caledonia, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJul 26, 2006 to Mar 2, 2015 · Wyoming, Mi
- I••• S••••••••• I••• unclassifiedFeb 2, 2004 to Jul 5, 2006 · Hudsonville, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedNov 1, 2002 to Jan 28, 2003 · Grand Rapids, Mi
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left May 2, 2019, registered Aug 1, 2019 (91 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Apr 3, 2015, registered Apr 21, 2015 (18 days) · Other
- H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Mar 2, 2015, registered Mar 3, 2015 (1 days) · Other
- I••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Jul 5, 2006, registered Jul 26, 2006 (21 days) · Other
- B••• O•• S••••••••• C••••••••• to I••• S••••••••• I•••left Jan 28, 2003, registered Feb 2, 2004 (370 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address