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Advisor at EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
MIAMI, FL | WESTON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMELIORA WEALTH MANAGEMENT USA LLC | State registered | Sep 11, 2024 | n/a | yes | MIAMI, FL|WESTON, FL | Current employment |
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Mixed wealth | Sep 19, 2023 | n/a | yes | MIAMI, FL | Current employment |
| AVANZZA INVESTMENTS LLC | State registered | Aug 20, 2026 | Sep 3, 2026 | no | Cooper City, FL | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Mar 2, 2021 | Feb 22, 2022 | no | Malden, MA|Cooper City, FL | Previous registration |
| KOVACK INTERNATIONAL ADVISORS INC. | Former SEC adviser | Nov 21, 2019 | Oct 9, 2020 | no | FORT LAUDERDALE, FL | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | May 17, 2018 | Oct 9, 2020 | no | FT. LAUDERDALE, FL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 27, 2017 | Nov 30, 2017 | no | FT LAUDERDALE, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Jan 17, 2017 | Sep 7, 2017 | no | FORT LAUDERDALE, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Apr 25, 2016 | Jan 4, 2017 | no | Boca Raton, FL | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Apr 10, 2015 | Feb 19, 2016 | no | FT. LAUDERDALE, FL | Previous registration |
| KINGSVIEW WEALTH MANAGEMENT, LLC | Independent wealth | Jul 30, 2013 | Dec 5, 2013 | no | PLANTATION, FL|PLANTATION, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANZZA INVESTMENTS LLC | n/a | Sep 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| CANTELLA & CO., INC. | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Feb 22, 2022 | Sep 19, 2023 | 574 | Firm change after gap | Ibd to RIA |
| KOVACK ADVISORS, INC. | KOVACK INTERNATIONAL ADVISORS INC. | Oct 9, 2020 | Nov 21, 2019 | -323 | Firm change after gap | Other |
| KOVACK INTERNATIONAL ADVISORS INC. | CANTELLA & CO., INC. | Oct 9, 2020 | Mar 2, 2021 | 144 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | KOVACK ADVISORS, INC. | Nov 30, 2017 | May 17, 2018 | 168 | Firm change | Other |
| TRUIST ADVISORY SERVICES, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 7, 2017 | Sep 27, 2017 | 20 | Firm change | Other |
| SUMMIT FINANCIAL GROUP INC | TRUIST ADVISORY SERVICES, INC. | Jan 4, 2017 | Jan 17, 2017 | 13 | Firm change | Other |
| KOVACK ADVISORS, INC. | SUMMIT FINANCIAL GROUP INC | Feb 19, 2016 | Apr 25, 2016 | 66 | Firm change | Other |
| KINGSVIEW WEALTH MANAGEMENT, LLC | KOVACK ADVISORS, INC. | Dec 5, 2013 | Apr 10, 2015 | 491 | Firm change after gap | Other |