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J•••••• L•• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J•••••• L•• F••••••

Advisor at K••••• A•••••••• I•••

Augusta, GA | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:b9dd145d-e147-f137-b00a-7ae8939326e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Feb 9, 2026	n/a	yes	Augusta, GA\|FT. LAUDERDALE, FL	Current employment
A••••••• S••••••• N••••••	Independent wealth	Jan 21, 2015	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	K••••• A•••••••• I•••	Dec 31, 2025	Feb 9, 2026	40	Firm change	RIA to ibd
K••••• A•••••••• I•••	A••••••• S••••••• N••••••	Jan 2, 2015

Relationships

Registered with (4)

→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 24, 2014 to Jan 2, 2015factForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Jan 21, 2015 to Dec 31, 2025factForm ADV
→ R••••••• H••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2008 to Dec 31, 2014factForm ADV
→ R••••••• H••••••• G•••• L••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
J•••••• L•• F•••••• left A••••••• S••••••• N•••••• for K••••• A•••••••• I••• (registered 2026-02-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9dd145d-e147-f137-b00a-7ae8939326e9
First observed: Sep 19, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.