R••• C•••

Advisor at R•• C•••••• M••••••• L••

Morristown, NJ | FLORHAM PARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Mar 24, 2021	n/a	yes	FLORHAM PARK, NJ\|Morristown, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 6, 2019	Mar 25, 2021	no	FLORHAM PARK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Mar 25, 2021	Mar 24, 2021	-1	Firm change	Wirehouse to ibd
C••••• S••••• S••••••••• •••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:31194:NJ:2021-03-25	Mar 25, 2021	Mar 24, 2021	FLORHAM PARK, NJ	Firm change

Relationships

Registered with (7)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 6, 2019 to Mar 25, 2021factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Feb 12, 2016 to Oct 2, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 16, 2004
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.