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P•••• D••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P•••• D••••• R•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

AKRON, OH | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba634f72-e238-364c-0bfe-192d5ebace60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 16, 2025	n/a	yes	PLYMOUTH, MN\|AKRON, OH	Current employment
M••••• W•••••• L••	Former SEC adviser	Aug 2, 2017	May 20, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W•••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	May 20, 2025	May 16, 2025	-4	Bulk transfer	RIA to ibd
B• R•••• W••••• M•••••••••	R••••••• • A••••••••• L••	Jun 19, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149786:134628:OH:2015-07-20	Jul 20, 2015	Aug 2, 2017	AKRON, OH	Firm change after gap

Relationships

Registered with (6)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ M••••• W•••••• L••Registered adviserregistration: previous registration
Aug 2, 2017 to May 20, 2025factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 1, 2007 to Jun 19, 2017factForm ADV
→ R••••••• • A••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba634f72-e238-364c-0bfe-192d5ebace60
First observed: Jan 4, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.