RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• D••••• R•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 16, 2025 · Plymouth, Mn
- M••••• W•••••• L•• formerAug 2, 2017 to May 20, 2025 · Akron, Oh
- R••••••• • A••••••••• L•• unclassifiedApr 9, 2009 to Jul 20, 2015 · Hartville, Oh
- B• R•••• W••••• M••••••••• formerMar 1, 2007 to Jun 19, 2017 · Memphis, Tn
- C•••••• S••••••••• O• A••••••• I••• unclassifiedJan 17, 2003 to Mar 1, 2007 · Hartville, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 4, 2002 to Jan 6, 2003 · Canton, Oh
- M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 20, 2025, registered May 16, 2025 (-4 days) · corporate re-registration, not a move
- B• R•••• W••••• M••••••••• to R••••••• • A••••••••• L••left Jun 19, 2017, registered Apr 9, 2009 (-2993 days) · Other
- R••••••• • A••••••••• L•• to M••••• W•••••• L••left Jul 20, 2015, registered Aug 2, 2017 (744 days) · Other · moved with a team
- C•••••• S••••••••• O• A••••••• I••• to B• R•••• W••••• M•••••••••left Mar 1, 2007, registered Mar 1, 2007 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••••••• O• A••••••• I•••left Jan 6, 2003, registered Jan 17, 2003 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address