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J•••••• R•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

J•••••• R•••••• L•••••

Advisor at O•••• W•••••• I•••

WASHINGTON, MI

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Search this name across graphsid dfx:ria:ba6ba274-86ee-5bff-b3ff-6821a2885402

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	WASHINGTON, MI	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Apr 29, 2022	Jun 14, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	S••••••••• A•••••• A•••••••• I•••	May 4, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
162200:6363:MI:2016-05-24	May 24, 2016	May 24, 2016	SOUTHFIELD, MI	Firm change
519:162200:MI:2016-05-24	May 24, 2016	Jun 7, 2012	SOUTHFIELD, MI	Firm change after gap

Relationships

Registered with (7)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2022 to Jun 14, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 24, 2016 to May 4, 2022factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
May 4, 2022
Advisor changed firm
J•••••• R•••••• L••••• left A••••••••• F•••••••• S•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-04-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba6ba274-86ee-5bff-b3ff-6821a2885402
First observed: Jan 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.