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A•••• G••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A•••• G••••• K•••••

Advisor at G•••••• S••••• W••••• M••••••••• L••

OVERLAND PARK, KS | Calabasas, CA

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Search this name across graphsid dfx:ria:ba7ba288-167e-82f1-5359-64d0d20b31a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S••••• W••••• M••••••••• L••	Independent wealth	May 13, 2021	n/a	yes	Calabasas, CA\|OVERLAND PARK, KS	Current employment
S•••••••• A•••• G••••	Former SEC adviser	Jun 29, 2018	Apr 15, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••• G••••	G•••••• S••••• W••••• M••••••••• L••	Apr 15, 2021	May 13, 2021	28	Firm change	RIA to RIA
C••••• A••••••• L••	S•••••••• A•••• G••••	Jun 28, 2018

Relationships

Registered with (6)

→ G•••••• S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 13, 2021 to presentfactForm ADV
→ S•••••••• A•••• G••••Registered adviserregistration: previous registration
Jun 29, 2018 to Apr 15, 2021factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Jun 28, 2018factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba7ba288-167e-82f1-5359-64d0d20b31a7
First observed: Aug 30, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.