S•••••• D••••

• E••••• J•••• national BD current
  since Oct 28, 2022 · Carencro, La
• R•••••• J•••• • A••••••••• I••• national BD
  Mar 21, 2018 to Oct 25, 2022 · New Orleans, La
• F•• C•••••• M••••••••• former
  Oct 2, 2006 to Nov 13, 2018 · New Orleans, La
• F•• S••••••••• C••••••••• former
  Jul 25, 2006 to Sep 26, 2006 · New Orleans, La

• R•••••• J•••• • A••••••••• I••• to E••••• J••••
  left Oct 25, 2022, registered Oct 28, 2022 (3 days) · Affiliated broker-dealer or bank to another
• F•• C•••••• M••••••••• to R•••••• J•••• • A••••••••• I•••
  left Nov 13, 2018, registered Mar 21, 2018 (-237 days) · Other · moved with a team
• F•• S••••••••• C••••••••• to F•• C•••••• M•••••••••
  left Sep 26, 2006, registered Oct 2, 2006 (6 days) · Other

• ••• Locked
  Oct 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address