DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•••• H••• W••••• M•••••••••

Independent wealth managerBroomfield, ColoradoCRD 341034SEC 801-136022websiteIAPD
Legal name W•••• H••• W••••• M••••••••• I•••
Latest filing Aug 6, 2026
First filing on the tape May 7, 2026 · 2 filings
SEC status approved since May 11, 2026
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$131M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$131M as of Aug 6, 2026
May 7, 2026$0 then
HNW client RAUM: $103M
State-registered IARs (5.B.3)2 as of Aug 6, 2026
May 7, 20262 then
Employees (5.A)2 as of Aug 6, 2026
May 7, 20262 then
Private funds: no history
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$65.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
77derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$272,220derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$103M78%
  • Individuals$28.4M22%
Individual clients
90reported
HNW clients
63reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
482reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••••• R••••• D••Certified Financial PlannerBroomfield, CoMay 13, 202626 y1
J••••••• D•••• W••••Certified Financial PlannerBroomfield, CoMay 14, 202615 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • W••••• J•••••••• D•••• · President / Wealth Manager / Ccocontrol
        since 03/2026 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Broomfield, Co · principal220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 482
        May 7, 2026 to Aug 6, 2026
      • HNW clients · unset to 63.0
        May 7, 2026 to Aug 6, 2026
      • Individual clients · unset to 90.0
        May 7, 2026 to Aug 6, 2026
      • Discretionary RAUM · $0 to $131M
        May 7, 2026 to Aug 6, 2026
      • HNW RAUM · unset to 102848396.0
        May 7, 2026 to Aug 6, 2026
      • Individual RAUM · unset to 28361404.0
        May 7, 2026 to Aug 6, 2026
      • RAUM · $0 to $131M
        May 7, 2026 to Aug 6, 2026
      Signals
      1 dated events
      • 2 advisors left W•••••• W••••• M••••••••• L•• (Broomfield, CO) for W•••• H••• W••••• M••••••••• on the same day
        Jun 22, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      office@whitehawkwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      303-800-0620reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/whitehawkwealthreportedpublic record, Form ADV, Sep 18, 2026
      Website
      whitehawkwealth.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      303-800-0620reportedpublic record, Form ADV, Aug 6, 2026
      Contact form
      whitehawkwealth.com/get-in-touchreportedpublished by the firm, firm site, Sep 16, 2026
      Team page
      whitehawkwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $65.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026