DFX Intelligence

J••••••• J•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J••••••• J•••• M••••

Advisor at L•• F•••••••• L••

SARASOTA, FL

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Search this name across graphsid dfx:ria:bad4a17a-73a7-bf34-fa38-210a56e89514

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	SARASOTA, FL	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Mar 8, 2022	Aug 21, 2025	no	Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Aug 21, 2025	Jan 1, 2026	133	Bulk transfer	RIA to ibd
H•••••• W•••••• I••••••••• S••••••• I•••	F•••• H•••••• A•••••••• I••	Mar 15, 2022	Mar 8, 2022

Relationships

Registered with (9)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 8, 2022 to Aug 21, 2025factForm ADV
→ H•••••• W•••••• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2020 to Mar 15, 2022factForm ADV
→ S•••••••• C••••••

Dated events

Occurred
Mar 15, 2022
Advisor changed firm
J••••••• J•••• M•••• left H•••••• W•••••• I••••••••• S••••••• I••• for F•••• H•••••• A•••••••• I•• (registered 2022-03-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bad4a17a-73a7-bf34-fa38-210a56e89514
First observed: Apr 2, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.