DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonathan James Miles

LPL Financial LLCBD affiliatedSarasota, Fldual registrantIAPD 6023551

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jonathan James Miles

At current firm

0 y

since Jan 1, 2026

In the industry

14 y

since Mar 29, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 1, 2026 · Sarasota, Fl
First Horizon Advisors, Inc former
Mar 8, 2022 to Aug 21, 2025 · Sarasota, Fl
Hancock Whitney Investment Services Inc. independent RIA
Apr 1, 2020 to Mar 15, 2022 · Bradenton, Fl
Southport Capital former
Jun 13, 2019 to Mar 31, 2020 · Chattanooga, Tn
Oppenheimer & Co. Inc. BD affiliated
Nov 14, 2017 to Jun 14, 2019 · Sarasota, Fl
Osaic Institutions, Inc. BD affiliated
Jul 1, 2016 to Nov 10, 2017 · Charlotte, Nc
Essex National Securities, Inc. former
Feb 21, 2013 to Jul 1, 2016 · Sarasota, Fl
Msi Financial Services, Inc. former
Jul 5, 2012 to Jan 31, 2013 · Sarasota, Fl
Equitable Advisors, LLC national BD
Apr 2, 2012 to May 10, 2012 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

First Horizon Advisors, Inc to LPL Financial LLC
left Aug 21, 2025, registered Jan 1, 2026 (133 days) · corporate re-registration, not a move
Hancock Whitney Investment Services Inc. to First Horizon Advisors, Inc
left Mar 15, 2022, registered Mar 8, 2022 (-7 days) · Affiliated broker-dealer or bank to independent RIA
Southport Capital to Hancock Whitney Investment Services Inc.
left Mar 31, 2020, registered Apr 1, 2020 (1 days) · RIA to affiliated broker-dealer or bank
Oppenheimer & Co. Inc. to Southport Capital
left Jun 14, 2019, registered Jun 13, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Institutions, Inc. to Oppenheimer & Co. Inc.
left Nov 10, 2017, registered Nov 14, 2017 (4 days) · Other
Essex National Securities, Inc. to Osaic Institutions, Inc.
left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
Msi Financial Services, Inc. to Essex National Securities, Inc.
left Jan 31, 2013, registered Feb 21, 2013 (21 days) · Other
Equitable Advisors, LLC to Msi Financial Services, Inc.
left May 10, 2012, registered Jul 5, 2012 (56 days) · Other

Signals

Jonathan James Miles left Hancock Whitney Investment Services Inc. for First Horizon Advisors, Inc (registered 2022-03-08)
Mar 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address