DFX Intelligence
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Reading the graph
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Advisor at F••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• | Independent wealth | Jan 16, 2020 | n/a | yes | Ft. Meyers, FL|WEST PALM BEACH, FL | Current employment |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 17, 2018 | Jan 9, 2020 | no | MEDFORD, MA|BOSTON, MA|BOSTON, MA|LEXINGTON, MA|BURLINGTON, MA|LEXINGTON, MA|ANDOVER, MA|NORTH ANDOVER, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• S••••••••• I••• | F•••• | Jan 9, 2020 | Jan 16, 2020 | 7 | Firm change | Ibd to RIA |
| M••••• G••••• A••••••• I••• | C••••••• S••••••••• I••• | Mar 9, 2018 | Apr 17, 2018 |
| Previous registration |
| M••••• G••••• A••••••• I••• | Independent wealth | May 25, 2017 | Mar 9, 2018 | no | Tampa, FL | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Mar 5, 2007 | Nov 10, 2015 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| Firm change |
| Other |
| A••••• A•• P••••••• S••••••• | M••••• G••••• A••••••• I••• | Nov 10, 2015 | May 25, 2017 | 562 | Firm change after gap | Other |