RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L••••••• E••••••
- F•••• independent RIA currentsince Jan 16, 2020 · Ft. Meyers, Fl
- C••••••• S••••••••• I••• BD affiliatedApr 17, 2018 to Jan 9, 2020 · Medford, Ma
- M••••• G••••• A••••••• I••• independent RIAMay 25, 2017 to Mar 9, 2018 · Tampa, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedMar 5, 2007 to Nov 10, 2015 · Boston, Ma
- C••••••• S••••••••• I••• to F••••left Jan 9, 2020, registered Jan 16, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• G••••• A••••••• I••• to C••••••• S••••••••• I•••left Mar 9, 2018, registered Apr 17, 2018 (39 days) · Other
- A••••• A•• P••••••• S••••••• to M••••• G••••• A••••••• I•••left Nov 10, 2015, registered May 25, 2017 (562 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address