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Advisor at AMERICAN BEACON ADVISORS, INC.
IRVING, TX | Elk Grove, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN BEACON ADVISORS, INC. | Other adviser | Aug 11, 2026 | n/a | yes | Elk Grove, CA|IRVING, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 27, 2025 | Jul 17, 2026 | no | SACRAMENTO, CA | Previous registration |
| CLEARBRIDGE INVESTMENTS, LLC | Mixed wealth | Sep 9, 2024 | Dec 3, 2024 | no | NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 15, 2010 | May 17, 2011 | no | GLENDALE, CA|ELK GROVE, CA|Jacksonville, FL|SAN FRANCISCO, CA|CITRUS HEIGHTS, CA|SACRAMENTO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 1, 2008 | Mar 25, 2009 | no | SACRAMENTO, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERICAN BEACON ADVISORS, INC. | Jul 17, 2026 | Aug 11, 2026 | 25 | Firm change | Other |
| CLEARBRIDGE INVESTMENTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 3, 2024 | Feb 27, 2025 | 86 | Firm change | RIA to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | CLEARBRIDGE INVESTMENTS, LLC | May 17, 2011 | Sep 9, 2024 | 4,864 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIGROUP GLOBAL MARKETS INC. | Mar 25, 2009 | Jun 15, 2010 | 447 | Firm change after gap | Other |