RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• R•••••• K•••••••
- K••••••• P•••••••• L•• independent RIA currentsince Mar 19, 2023 · Conshohocken, Pa
- F•••••••• A••••••••• L•• mixed wealthMay 25, 2017 to Apr 11, 2023 · W. Conshohocken, Pa
- G•••• L•• independent RIASep 3, 2010 to Dec 31, 2023 · W. Conshohocken, Pa
- S•••••• O•• A•••••••• L•• unclassifiedMar 3, 2009 to Jul 29, 2009 · Voorhees, Nj
- G••••••••• I••••••••• A•••••••• L•• otherApr 25, 2007 to Apr 18, 2008 · King Of Prussia, Pa
- S•• A•••••••• I••• formerAug 4, 2005 to Jun 26, 2006 · Bryn Mawr, Pa
- G•••• L•• to F•••••••• A••••••••• L••left Dec 31, 2023, registered May 25, 2017 (-2411 days) · Other · moved with a team
- F•••••••• A••••••••• L•• to K••••••• P•••••••• L••left Apr 11, 2023, registered Mar 19, 2023 (-23 days) · RIA to a newly registered adviser
- S•••••• O•• A•••••••• L•• to G•••• L••left Jul 29, 2009, registered Sep 3, 2010 (401 days) · Other
- G••••••••• I••••••••• A•••••••• L•• to S•••••• O•• A•••••••• L••left Apr 18, 2008, registered Mar 3, 2009 (319 days) · Other
- S•• A•••••••• I••• to G••••••••• I••••••••• A•••••••• L••left Jun 26, 2006, registered Apr 25, 2007 (303 days) · Other
- S•••••• R•••••• K••••••• left G•••• L•• for F•••••••• A••••••••• L•• (registered 2017-05-25)Dec 31, 2023 · Advisor changed firm · fact
- S•••••• R•••••• K••••••• left F•••••••• A••••••••• L•• for K••••••• P•••••••• L•• (registered 2023-03-19)Apr 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address