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Advisor at GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
FORT LAUDERDALE, FL | Lakewood Ranch, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | Independent wealth | Aug 22, 2025 | n/a | yes | Lakewood Ranch, FL|FORT LAUDERDALE, FL | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | May 10, 2017 | Nov 26, 2025 | no | Sarasota, FL|Lakewood Ranch, FL|Lakewood Ranch, FL | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Feb 17, 2015 | Mar 23, 2017 | no | SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | Nov 26, 2025 | Aug 22, 2025 | -96 | Firm change after gap | Ibd to RIA |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | AE WEALTH MANAGEMENT, LLC | Mar 23, 2017 | May 10, 2017 | 48 | Firm change | Other |