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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

WENDY BETH ADLER

Advisor at BUCKMAN ADVISORY GROUP LLC

LITTLE SILVER, NJ | North Palm Beach, FL | Grass Valley, CA

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Search this name across graphsid dfx:ria:bc9b0fd2-da1d-c408-b4c6-cba2b91a3ea7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BUCKMAN ADVISORY GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 12, 2007
First registration: Jul 13, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5103186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BUCKMAN ADVISORY GROUP LLC	Independent wealth	Sep 4, 2025	n/a	yes	Grass Valley, CA\|LITTLE SILVER, NJ\|North Palm Beach, FL	Current employment
LRI INVESTMENTS	Independent wealth	Apr 21, 2023	Jul 10, 2025	no	PALM BEACH GARDENS, FL	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Mar 27, 2020	Apr 1, 2024	no	PORTLAND, OR\|Palm Beach Gardens, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 15, 2010	Jul 13, 2018	no	BOCA RATON, FL\|PHILADELPHIA, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 15, 2010	Jul 13, 2018	no	Boca Raton, FL\|PHILADELPHIA, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 13, 2007	Mar 15, 2010	no	MOUNT LAUREL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LRI INVESTMENTS	BUCKMAN ADVISORY GROUP LLC	Jul 10, 2025	Sep 4, 2025	56	Firm change	RIA to RIA
M HOLDINGS SECURITIES, INC.	LRI INVESTMENTS	Apr 1, 2024	Apr 21, 2023	-346	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 13, 2018	Oct 15, 2010	-2,828	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 13, 2018	Oct 15, 2010	-2,828	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 15, 2010	Oct 15, 2010	214	Firm change	Other

Relationships

Registered with (6)

→ BUCKMAN ADVISORY GROUP LLCRegistered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ LRI INVESTMENTSRegistered adviserregistration: previous registration
Apr 21, 2023 to Jul 10, 2025factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 27, 2020 to Apr 1, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 15, 2010 to Jul 13, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jul 13, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 13, 2007 to Mar 15, 2010factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
Wendy Beth Adler left Lri Investments for Buckman Advisory Group Llc (registered 2025-09-04)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Wendy Beth Adler left M Holdings Securities, Inc. for Lri Investments (registered 2023-04-21)
Form ADVobserved 4 days ago