DFX Intelligence

R•••• N••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

R•••• N••••• S••••••

Advisor at P•••• O• M••• W••••• M•••••••••

RALEIGH, NC

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Search this name across graphsid dfx:ria:f4dc3224-2591-ee89-61ac-f1a0f523dd1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• O• M••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• O• M••• W••••• M•••••••••	Independent wealth	Jan 1, 2022	n/a	yes	RALEIGH, NC	Current employment
R••••••• F•••••••• S•••••••••	Independent wealth	Aug 27, 2012	Jan 3, 2022	no	RALEIGH, NC\|ROCKVILLE, MD\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• F•••••••• S•••••••••	P•••• O• M••• W••••• M•••••••••	Jan 3, 2022	Jan 1, 2022	-2	Firm change	RIA to new firm
R••••••••• I•••••••••	R••••••• F•••••••• S•••••••••	Aug 9, 2012	Aug 27, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
153247:317067:NC:2022-01-03	Jan 3, 2022	Jan 1, 2022	RALEIGH, NC	Firm change

Relationships

Registered with (5)

→ P•••• O• M••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2022 to presentfactForm ADV
→ R••••••• F•••••••• S•••••••••Registered adviserregistration: previous registration
Aug 27, 2012 to Jan 3, 2022factForm ADV
→ R••••••••• I•••••••••Registered adviserregistration: previous registration
Nov 13, 2009 to Aug 9, 2012factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4dc3224-2591-ee89-61ac-f1a0f523dd1e
First observed: Apr 5, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.