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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

THOMAS PARKIN

Advisor at BFC PLANNING, INC.

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:bcf0abab-b48a-4f35-8995-89017da28c20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 22, 1997
First registration: Aug 1, 2007
Dual registered: yes, broker-dealer
Other names: Thomas Brian Parkin|THOMAS PARKIN|TOM PARKIN
IAPD individual key: 2974077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Jun 4, 2026	n/a	yes	CEDAR RAPIDS, IA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 16, 2024	Dec 18, 2025	no	ST. LOUIS, MO\|Salt Lake City, UT\|TOOELE, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 24, 2021	Dec 18, 2025	no	SALT LAKE CITY, UT\|ST. LOUIS, MO\|TOOLE, UT	Previous registration
FBL WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Mar 20, 2019	Sep 20, 2019	no	West Des Moines, IA	Previous registration
ALLEGIS INVESTMENT ADVISORS, LLC	Former SEC adviser	Nov 30, 2016	Jul 19, 2018	no	South jordan, UT\|IDAHO FALLS, ID	Previous registration
REGAL ADVISORY SERVICES, INC.	Independent wealth	Aug 1, 2007	Dec 18, 2007	no	GLENVIEW, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	BFC PLANNING, INC.	Dec 18, 2025	Jun 4, 2026	168	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Dec 18, 2025	Jul 16, 2024	-520	Channel change	Wirehouse to wirehouse
FBL WEALTH MANAGEMENT, LLC	WELLS FARGO ADVISORS	Sep 20, 2019	Aug 24, 2021	704	Firm change after gap	Other
ALLEGIS INVESTMENT ADVISORS, LLC	FBL WEALTH MANAGEMENT, LLC	Jul 19, 2018	Mar 20, 2019	244	Firm change	RIA to new firm
REGAL ADVISORY SERVICES, INC.	ALLEGIS INVESTMENT ADVISORS, LLC	Dec 18, 2007	Nov 30, 2016	3,270	Firm change after gap	Other

Relationships

Registered with (6)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 16, 2024 to Dec 18, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 24, 2021 to Dec 18, 2025factForm ADV
→ FBL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 20, 2019 to Sep 20, 2019factForm ADV
→ ALLEGIS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 30, 2016 to Jul 19, 2018factForm ADV
→ REGAL ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 1, 2007 to Dec 18, 2007factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
Thomas Parkin left Wells Fargo Advisors for Bfc Planning, Inc. (registered 2026-06-04)
Form ADVobserved 5 days ago