RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••
- B•• P•••••••• I••• BD affiliated currentsince Jun 4, 2026 · Cedar Rapids, Ia
- W•••• F•••• A••••••• wirehouseJul 16, 2024 to Dec 18, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseAug 24, 2021 to Dec 18, 2025 · Salt Lake City, Ut
- F•• W••••• M••••••••• L•• BD affiliatedMar 20, 2019 to Sep 20, 2019 · West Des Moines, Ia
- A•••••• I••••••••• A•••••••• L•• formerNov 30, 2016 to Jul 19, 2018 · South Jordan, Ut
- R•••• A••••••• S•••••••• I••• independent RIAAug 1, 2007 to Dec 18, 2007 · Glenview, Il
- W•••• F•••• A••••••• to B•• P•••••••• I•••left Dec 18, 2025, registered Jun 4, 2026 (168 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Dec 18, 2025, registered Jul 16, 2024 (-520 days) · channel change inside one enterprise, not a move
- F•• W••••• M••••••••• L•• to W•••• F•••• A•••••••left Sep 20, 2019, registered Aug 24, 2021 (704 days) · Other
- A•••••• I••••••••• A•••••••• L•• to F•• W••••• M••••••••• L••left Jul 19, 2018, registered Mar 20, 2019 (244 days) · RIA to a newly registered adviser
- R•••• A••••••• S•••••••• I••• to A•••••• I••••••••• A•••••••• L••left Dec 18, 2007, registered Nov 30, 2016 (3270 days) · Other
- T••••• P••••• left W•••• F•••• A••••••• for B•• P•••••••• I••• (registered 2026-06-04)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address