DFX Intelligence

R••• A••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••• A••••• B••••••••

Advisor at I••••••• F•••••••• S••••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:bd2624ea-082a-837d-f7f0-3e9385c09768

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 28, 2021 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	Sep 21, 2026	n/a	yes	Cathedral City, CA\|OAKLAND, CA	Current employment
F••••••••• C••••••	Independent wealth	Apr 29, 2024	n/a	yes	Cathedral City, CA\|LAS VEGAS, NV	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M••••••••• L••	F••••••••• C••••••	Jul 5, 2024	Apr 29, 2024	-67	Firm change after gap	RIA to RIA
M•• I•••••••• S•••••••• L••	S••••• I••••••••• M••••••••• L••	Oct 31, 2023	Nov 16, 2023

Relationships

Registered with (5)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ F••••••••• C••••••Registered adviserregistration: current employment
Apr 29, 2024 to presentfactForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2023 to Jul 5, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Jul 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd2624ea-082a-837d-f7f0-3e9385c09768
First observed: Jan 28, 2021
Last observed: Sep 22, 2026 34 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.