DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Andrew Berkowitz
Feed of 09/15/2026
Also filed as Ryan Berkowitz
At current firm
2 y
since Apr 29, 2024
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Forthright Capital independent RIA currentsince Apr 29, 2024 · Cathedral City, Ca
- Secure Investment Management, LLC independent RIANov 16, 2023 to Jul 5, 2024 · Tucson, Az
- MML Investors Services, LLC BD affiliatedFeb 9, 2023 to Oct 31, 2023 · Palm Springs, Ca
- Southport Capital formerJan 28, 2021 to May 16, 2022 · Visalia, Ca
Moves
a registration end followed by a registration begin elsewhere
- Secure Investment Management, LLC to Forthright Capitalleft Jul 5, 2024, registered Apr 29, 2024 (-67 days) · RIA to RIA
- MML Investors Services, LLC to Secure Investment Management, LLCleft Oct 31, 2023, registered Nov 16, 2023 (16 days) · Affiliated broker-dealer or bank to independent RIA
- Southport Capital to MML Investors Services, LLCleft May 16, 2022, registered Feb 9, 2023 (269 days) · RIA to affiliated broker-dealer or bank
Signals
- Ryan Andrew Berkowitz left Secure Investment Management, Llc for Forthright Capital (registered 2024-04-29)Jul 5, 2024 · Advisor changed firm · fact
- Ryan Andrew Berkowitz left Mml Investors Services, Llc for Secure Investment Management, Llc (registered 2023-11-16)Oct 31, 2023 · Advisor changed firm · fact
- Ryan Andrew Berkowitz left Southport Capital for Mml Investors Services, Llc (registered 2023-02-09)May 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address