DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• E••••••••• L••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Aug 13, 2026 | n/a | yes | OMAHA, NE | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 17, 2016 | Mar 14, 2017 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• E••••••••• L•• | Mar 14, 2017 | Aug 13, 2026 | 3,439 | Firm change after gap | Wirehouse to ibd |
| M•••••• W••••• A••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 22, 2007 |
| M•••••• W••••• A••••••• | Former SEC adviser | Apr 12, 2007 | Aug 22, 2007 | no | OVERLAND PARK, KS | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Jan 21, 2005 | Oct 24, 2006 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| 3,101 |
| Firm change after gap |
| Other |
| A••••••• A••••••• S••••••• | M•••••• W••••• A••••••• | Oct 24, 2006 | Apr 12, 2007 | 170 | Firm change | Other |