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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 2021 | n/a | yes | DENVER, CO | Current employment |
| GHP INVESTMENT ADVISORS INC | Independent wealth | Aug 24, 2017 | May 20, 2019 | no | DENVER, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 9, 2010 | Jul 5, 2017 | no | VIENNA, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 15, 2008 | Aug 14, 2008 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GHP INVESTMENT ADVISORS INC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 20, 2019 | Jul 7, 2021 | 779 | Firm change after gap | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GHP INVESTMENT ADVISORS INC | Jul 5, 2017 | Aug 24, 2017 | 50 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 14, 2008 | Jun 9, 2010 | 664 | Firm change after gap | Ibd to wirehouse |