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Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.
Ft Lauderdale, FL | Coconut Grove, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | May 18, 2026 | n/a | yes | Ft Lauderdale, FL|Coconut Grove, FL | Current employment |
| BCI SECURITIES, INC. | Mixed wealth | Sep 21, 2023 | Apr 6, 2026 | no | MIAMI, FL | Previous registration |
| AMERANT INVESTMENTS, INC. | Independent wealth | May 24, 2021 | Aug 28, 2023 | no | CORAL GABLES, FL|CORAL GABLES, FL|Miami, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 19, 2016 | May 14, 2021 | no | MIAMI, FL|BOCA RATON, FL|CORAL GABLES, FL|Miami, FL|Chicago, IL|Miami, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 14, 2013 | Jul 18, 2016 | no | MIAMI, FL|FORT LAUDERDALE, FL|MIAMI, FL|MIAMI, FL|CORAL GABLES, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Mar 4, 2013 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 3, 2011 | Oct 1, 2012 | no | HIALEAH, FL|MIAMI SPRINGS, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BCI SECURITIES, INC. | FIRST CITIZENS INVESTOR SERVICES, INC. | Apr 6, 2026 | May 18, 2026 | 42 | Firm change | RIA to ibd |
| AMERANT INVESTMENTS, INC. | BCI SECURITIES, INC. | Aug 28, 2023 | Sep 21, 2023 | 24 | Firm change | RIA to RIA |
| CITIGROUP GLOBAL MARKETS INC. | AMERANT INVESTMENTS, INC. | May 14, 2021 | May 24, 2021 | 10 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Jul 18, 2016 | Sep 19, 2016 | 63 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 4, 2013 | Mar 14, 2013 | 10 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |