RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• N••
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince May 18, 2026 · Ft Lauderdale, Fl
- B•• S••••••••• I••• mixed wealthSep 21, 2023 to Apr 6, 2026 · Miami, Fl
- A•••••• I••••••••• I••• independent RIAMay 24, 2021 to Aug 28, 2023 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 19, 2016 to May 14, 2021 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 14, 2013 to Jul 18, 2016 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 4, 2013 · Miami, Fl
- C•••• I••••••••• S••••••• C•••• formerJun 3, 2011 to Oct 1, 2012 · Hialeah, Fl
- B•• S••••••••• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Apr 6, 2026, registered May 18, 2026 (42 days) · RIA to affiliated broker-dealer or bank
- A•••••• I••••••••• I••• to B•• S••••••••• I•••left Aug 28, 2023, registered Sep 21, 2023 (24 days) · RIA to RIA
- C•••••••• G••••• M•••••• I••• to A•••••• I••••••••• I•••left May 14, 2021, registered May 24, 2021 (10 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jul 18, 2016, registered Sep 19, 2016 (63 days) · Other
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 4, 2013, registered Mar 14, 2013 (10 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- J••••• J•••• N•• left B•• S••••••••• I••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2026-05-18)Apr 6, 2026 · Advisor changed firm · fact
- J••••• J•••• N•• left A•••••• I••••••••• I••• for B•• S••••••••• I••• (registered 2023-09-21)Aug 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address