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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

MICHAEL SCOTT WEISMAN

Advisor at MUTUAL ADVISORS, LLC

Clayton, MO | OMAHA, NE

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Search this name across graphsid dfx:ria:bdd5bd78-322c-2e0d-27a8-8816adfc5772

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 31, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 31, 1984
First registration: Oct 31, 1995
Dual registered: yes, broker-dealer
Other names: MICHAEL SCOTT WEISMAN
IAPD individual key: 1286276

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Sep 30, 2022	n/a	yes	OMAHA, NE\|Clayton, MO	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 3, 2013	Sep 30, 2022	no	ST. LOUIS, MO\|CLAYTON, MO	Previous registration
VICUS CAPITAL, INC.	Independent wealth	Jun 21, 2010	Sep 30, 2022	no	ST. LOUIS, MO\|Clayton, MO	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Jul 26, 2004	Sep 3, 2013	no	ST LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|ST CHARLES, MO\|ST LOUIS, MO\|ST. PETERS, MO	Previous registration
POLARIS CAPITAL ADVISORS INC	n/a	Oct 31, 1995	Nov 30, 2006	no	n/a	Previous registration
POLARIS CAPITAL ADVISORS INC	n/a	Oct 31, 1995	Jul 25, 2003	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VICUS CAPITAL, INC.	CETERA ADVISOR NETWORKS LLC	Sep 30, 2022	Sep 3, 2013	-3,314	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	MUTUAL ADVISORS, LLC	Sep 30, 2022	Sep 30, 2022	0	Firm change	Ibd to ibd
WALNUT STREET SECURITIES, INC.	VICUS CAPITAL, INC.	Sep 3, 2013	Jun 21, 2010	-1,170	Firm change after gap	Other
POLARIS CAPITAL ADVISORS INC	WALNUT STREET SECURITIES, INC.	Nov 30, 2006	Jul 26, 2004	-857	Firm change after gap	Other

Relationships

Registered with (5)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Jun 21, 2010 to Sep 30, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 3, 2013 to Sep 30, 2022factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Jul 26, 2004 to Sep 3, 2013factForm ADV
→ POLARIS CAPITAL ADVISORS INCRegistered adviserregistration: previous registration
Oct 31, 1995 to Nov 30, 2006factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Michael Scott Weisman left Cetera Advisor Networks Llc for Mutual Advisors, Llc (registered 2022-09-30)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Michael Scott Weisman left Vicus Capital, Inc. for Cetera Advisor Networks Llc (registered 2013-09-03)
Form ADVobserved 6 days ago