DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Scott Weisman
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Scott Weisman
At current firm
3 y
since Sep 30, 2022
In the industry
42 y
since Jul 31, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Sep 30, 2022 · Omaha, Ne
- Cetera Advisor Networks LLC formerSep 3, 2013 to Sep 30, 2022 · St. Louis, Mo
- Vicus Capital, Inc. independent RIAJun 21, 2010 to Sep 30, 2022 · St. Louis, Mo
- Walnut Street Securities, Inc. formerJul 26, 2004 to Sep 3, 2013 · St Louis, Mo
- Polaris Capital Advisors Inc unclassifiedOct 31, 1995 to Jul 25, 2003 · St. Louis, Mo
- Polaris Capital Advisors Inc unclassifiedOct 31, 1995 to Nov 30, 2006
Moves
a registration end followed by a registration begin elsewhere
- Vicus Capital, Inc. to Cetera Advisor Networks LLCleft Sep 30, 2022, registered Sep 3, 2013 (-3314 days) · Other
- Cetera Advisor Networks LLC to Mutual Advisors, LLCleft Sep 30, 2022, registered Sep 30, 2022 (0 days) · Affiliated broker-dealer or bank to another
- Walnut Street Securities, Inc. to Vicus Capital, Inc.left Sep 3, 2013, registered Jun 21, 2010 (-1170 days) · Other
- Polaris Capital Advisors Inc to Walnut Street Securities, Inc.left Nov 30, 2006, registered Jul 26, 2004 (-857 days) · Other
Signals
- Michael Scott Weisman left Cetera Advisor Networks Llc for Mutual Advisors, Llc (registered 2022-09-30)Sep 30, 2022 · Advisor changed firm · fact
- Michael Scott Weisman left Vicus Capital, Inc. for Cetera Advisor Networks Llc (registered 2013-09-03)Sep 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address