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RIA / WealthAdvisor29 years in industry

SCOTT CHRISTOPHER CAMPBELL

Advisor at AE WEALTH MANAGEMENT, LLC

Austin, TX

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Search this name across graphsid dfx:ria:be0070ea-e462-e38b-21b3-5101b9056a55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 6, 1997
First registration: Sep 1, 2010
Dual registered: no
Other names: SCOTT C CAMPBELL
IAPD individual key: 2848797

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Aug 19, 2019	n/a	yes	Austin, TX	Current employment
WEALTH WATCH ADVISORS, INC	Independent wealth	Jan 25, 2018	Aug 19, 2019	no	AUSTIN, TX\|ENGLEWOOD, CO	Previous registration
SGL FINANCIAL, LLC	Independent wealth	Nov 6, 2012	Jan 17, 2018	no	AUSTIN, TX\|BUFFALO GROVE, IL\|AUSTIN, TX	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Sep 1, 2010	Apr 1, 2011	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH WATCH ADVISORS, INC	AE WEALTH MANAGEMENT, LLC	Aug 19, 2019	Aug 19, 2019	0	Firm change	RIA to RIA
SGL FINANCIAL, LLC	WEALTH WATCH ADVISORS, INC	Jan 17, 2018	Jan 25, 2018	8	Firm change	Other
REDHAWK WEALTH ADVISORS, INC.	SGL FINANCIAL, LLC	Apr 1, 2011	Nov 6, 2012	585	Firm change after gap	Other

Relationships

Registered with (4)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 19, 2019 to presentfactForm ADV
→ WEALTH WATCH ADVISORS, INCRegistered adviserregistration: previous registration
Jan 25, 2018 to Aug 19, 2019factForm ADV
→ SGL FINANCIAL, LLCRegistered adviserregistration: previous registration
Nov 6, 2012 to Jan 17, 2018factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 1, 2010 to Apr 1, 2011factForm ADV

Dated events

No dated event names this entity yet.