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Advisor at HUNTINGTON FINANCIAL ADVISORS
St. Joseph, MI | St Joseph, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 29, 2026 | n/a | yes | St Joseph, MI | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Oct 14, 2021 | n/a | yes | St. Joseph, MI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Oct 13, 2021 | no | ST. JOSEPH, MI | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 17, 2003 | Jan 21, 2014 | no | ZEELAND, MI|ST. JOSEPH, MI|ST JOSEPH, MI|HOLLAND, MI|NILES, MI|Dowagiac, MI|Buchanan, MI|BENTON, MI|Hartford, MI|Coloma, MI|Dowagiac, MI|BALDWINSVILLE, MI|South Haven, MI|South Haven, MI|Edwardsburg, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | HUNTINGTON FINANCIAL ADVISORS | Oct 13, 2021 | Oct 14, 2021 | 1 | Firm change | Ibd to ibd |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:16986:MI:2021-10-13 | Oct 13, 2021 | Oct 14, 2021 | ST JOSEPH, MI | Firm change |