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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

MARGARET MARY OLEARY

Advisor at STERLING CAPITAL MANAGEMENT LLC

Charlotte, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STERLING CAPITAL MANAGEMENT LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Mar 11, 1993
First registration: Sep 6, 2002
Dual registered: yes, broker-dealer
Other names: MARGARET M FRANZ|MARGARET MARY OLEARY|MARGARET MARY FRANZ|MIMI O'LEARY|MARGARET M FRANZ|MIMI FRANZ|MARGARET MARY FRANZ|MARGARET MARY O'LEARY
IAPD individual key: 2321621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STERLING CAPITAL MANAGEMENT LLC	Other adviser	Jan 17, 2017	n/a	yes	Charlotte, NC	Current employment
CEDAR CAPITAL, LLC	Former SEC adviser	Feb 10, 2015	Jan 14, 2016	no	GLEN ELLYN, IL	Previous registration
GOOD HARBOR FINANCIAL	Former SEC adviser	Jun 6, 2013	Jan 2, 2015	no	CHICAGO, IL	Previous registration
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Oct 12, 2009	Dec 8, 2011	no	NEW YORK, NY	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	May 5, 2009	Oct 16, 2009	no	MADISON, CT\|MELVILLE, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 29, 2008	Jan 6, 2009	no	STAMFORD, CT\|WEEHAWKEN, NJ	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Apr 4, 2005	Jul 22, 2008	no	CANTON, CT\|MADISON, CT\|BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Aug 26, 2004	Apr 4, 2005	no	BOSTON, MA	Previous registration
Stephens	Bd affiliated wealth	Sep 6, 2002	Jan 1, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CEDAR CAPITAL, LLC	STERLING CAPITAL MANAGEMENT LLC	Jan 14, 2016	Jan 17, 2017	369	Firm change	Other
GOOD HARBOR FINANCIAL	CEDAR CAPITAL, LLC	Jan 2, 2015	Feb 10, 2015	39	Firm change	Other
VOYA INVESTMENT MANAGEMENT CO. LLC	GOOD HARBOR FINANCIAL	Dec 8, 2011	Jun 6, 2013	546	Firm change after gap	Other
ADVISORS ASSET MANAGEMENT, INC.	VOYA INVESTMENT MANAGEMENT CO. LLC	Oct 16, 2009	Oct 12, 2009	-4	Firm change	Other
UBS FINANCIAL SERVICES INC.	ADVISORS ASSET MANAGEMENT, INC.	Jan 6, 2009	May 5, 2009	119	Firm change	Other
BOFA ADVISORS, LLC	UBS FINANCIAL SERVICES INC.	Jul 22, 2008	Jul 29, 2008	7	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	BOFA ADVISORS, LLC	Apr 4, 2005	Apr 4, 2005	0	Firm change	Other
Stephens	COLUMBIA MANAGEMENT ADVISORS, INC.	Jan 1, 2003	Aug 26, 2004	603	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127351:174020:IL:2015-01-02	Jan 2, 2015	Feb 10, 2015	CHICAGO, IL	Firm change

Relationships

Registered with (9)

→ STERLING CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 17, 2017 to presentfactForm ADV
→ CEDAR CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 10, 2015 to Jan 14, 2016factForm ADV
→ GOOD HARBOR FINANCIALRegistered adviserregistration: previous registration
Jun 6, 2013 to Jan 2, 2015factForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
Oct 12, 2009 to Dec 8, 2011factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 5, 2009 to Oct 16, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 29, 2008 to Jan 6, 2009factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 4, 2005 to Jul 22, 2008factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Aug 26, 2004 to Apr 4, 2005factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Sep 6, 2002 to Jan 1, 2003factForm ADV

Dated events

No dated event names this entity yet.